If you read our blog piece about whether ERISA preemption is available as a defense to criminal charges brought against companies that...
On June 22, 2022, in response to the SEC's release of its regulatory agenda , Republican SEC Commissioner Hester M. Peirce vigorously...
The West Virginia State Treasurer, Wiley Moore--a Republican--recently threatened six major financial institutions with a boycott on...
On June 2, 2022, the Commodities Futures Trading Commission (CFTC) issued a Request for Information ("RFI") for "public comment on...
The AMF, the stock market regulator in France, recently reiterated its call for stricter regulation on a Europe-wide basis of the...
The international news media have publicly reported that German law enforcement has raided an asset manager concerning a "whistleblower's...