Recently, the States of Idaho  and Utah --both controlled by the Republican Party--sent letters to S&P, one of the three major credit...

Very interesting article from the Wall Street Journal talking about more upcoming white collar enforcement, particularly in the areas of...

Today, the SEC issued two complementary press releases announcing certain proposed rules.  First, the SEC announced "proposed amendments...

Last Friday, a federal Magistrate Judge in Washington, D.C. wrote an opinion, in a still sealed case, explaining why he approved a DOJ...

A non-profit research group, First Street Foundation, recently released data that calculates the wildfire risk for each property in the...

Those who know me well, know that I often turn to quotes from '80s and '90s comedies, as the best way to express complex thoughts in just...

The SEC's Climate and ESG Task Force has now issued its first enforcement action.  The SEC has brought a 76-page complaint in federal...

In a speech delivered on May 6, 2022 to the Annual Conference on Financial Market Regulation, SEC Chairman Gensler again re-affirmed his...

Crypto seems to be everywhere these days. Just last week Fidelity Investments launched a bitcoin option for its 401(k) plans. The...