Mar 06, 2024 SEC Targets Crypto and DeFi Platforms with New Rules and an Enforcement Action By David Adams The US Securities and Exchange Commission ("SEC") recently published an enforcement action against the crypto platform ShapeShift AG and...
Sep 29, 2023 The US Securities & Exchange Commission Targets AI on Multiple Fronts (Part 1 of 3) By David Adams The U.S. Securities & Exchange Commission (“SEC”) is highly focused on regulating the use of artificial intelligence (“AI”) by financial...
Sep 26, 2023 What we can learn from one of the most detailed ESG SEC Actions to Date By David Adams The U.S. Securities & Exchange Commission (“SEC”) recently found that an investment adviser mischaracterized its integration of...