06 Mar, 2024 SEC Targets Crypto and DeFi Platforms with New Rules and an Enforcement Action By David Adams The US Securities and Exchange Commission ("SEC") recently published an enforcement action against the crypto platform ShapeShift AG and...
26 Sep, 2023 What we can learn from one of the most detailed ESG SEC Actions to Date By David Adams The U.S. Securities & Exchange Commission (“SEC”) recently found that an investment adviser mischaracterized its integration of...
02 Aug, 2022 Cryptocurrency - Compliance Matters By Ed Daley July was a hot month for crypto enforcement, but August is off to a hot start in its own right. On August 2, 2022, the New York State...