28 Jul, 2022 A Diffuse Mission for the SEC's Climate and ESG Task Force? By Jacob H. Hupart On July 20, 2022 the SEC issued a press release concerning the resolution of an administrative proceeding in which the defendants...
27 Jul, 2022 The "Other Shoe Drops" - SEC Investigating Coinbase By Cory Flashner In separate cases last week the DOJ and the SEC charged a former Coinbase employee and two other individuals with wire fraud (DOJ) and...
13 Jul, 2021 Much More Clean Water Act Enforcement Threatened, But EPA Role Remains Murky By Jeff Porter Yesterday the Government Accountability Office issued a lengthy report on enforcement of the NPDES provisions of the Federal Clean Water...
10 Mar, 2021 That Tiger Didn't Go Crazy; That Tiger Went Tiger! By Jeff Porter "Creativity knows no bounds when it comes to citizen suits." Truer words have never been spoken. But I long for the old days when one...
02 Feb, 2021 SEC Creates New Position Focused on Climate By Jacob H. Hupart The SEC announced the appointment of Satyam Khanna as "Senior Policy Advisor for Climate and ESG." This is a new position at the SEC,...
19 Nov, 2020 SEC Enforcement Actions Decline By Jeremy D. Glaser The SEC under Chairman Jay Clayton has been favorable to capital formation especially with respect to private companies and smaller...