7/28/2022 9:58:11 PM A Diffuse Mission for the SEC's Climate and ESG Task Force? By Jacob H. Hupart On July 20, 2022 the SEC issued a press release concerning the resolution of an administrative proceeding in which the defendants...
7/27/2022 2:28:20 PM The "Other Shoe Drops" - SEC Investigating Coinbase By Cory Flashner In separate cases last week the DOJ and the SEC charged a former Coinbase employee and two other individuals with wire fraud (DOJ) and...
2/2/2021 5:17:10 PM SEC Creates New Position Focused on Climate By Jacob H. Hupart The SEC announced the appointment of Satyam Khanna as "Senior Policy Advisor for Climate and ESG." This is a new position at the SEC,...
11/19/2020 6:02:38 PM SEC Enforcement Actions Decline By Jeremy D. Glaser The SEC under Chairman Jay Clayton has been favorable to capital formation especially with respect to private companies and smaller...