Significant ESG Enforcement Action by the SEC Against Major Investment Advisor
On September 25, 2023, the SEC announced a settled administrative proceeding against a major investment advisor in which it agreed to pay...
On September 25, 2023, the SEC announced a settled administrative proceeding against a major investment advisor in which it agreed to pay...
On September 20, 2023, the SEC approved amendments to the "Names Rule," which were initially proposed in May 2022. Although the...
It has been publicly reported that the SEC's Enforcement Division has been "sen[ding] document requests, including subpoenas" to asset...
Today's edition of the New York Times featured an opinion piece that critiqued ESG investing--and not from the perspective that "values"...
In remarks delivered today to the SEC Investor Advisory Committee, SEC Commissioner Pierce--one of the Republican appointees to the...
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