10/9/2023 2:23:15 PM The US Securities & Exchange Commission Targets AI on Multiple Fronts: AI Sweep Examination By David Adams My last note touched on a recent SEC rule proposal regarding Predictive Data Analytics, and a speech by Chair Gary Gensler highlighting a...
9/29/2023 5:00:38 PM The US Securities & Exchange Commission Targets AI on Multiple Fronts (Part 1 of 3) By David Adams The U.S. Securities & Exchange Commission (“SEC”) is highly focused on regulating the use of artificial intelligence (“AI”) by financial...