My last note touched on a recent SEC rule proposal regarding Predictive Data Analytics, and a speech by Chair Gary Gensler highlighting a...

The U.S. Securities & Exchange Commission (“SEC”) is highly focused on regulating the use of artificial intelligence (“AI”) by financial...

Could the new SEC "Names Rule" really kill ESG funds as this article suggests? It seems very doubtful, but whether you agree with the...

The U.S. Securities & Exchange Commission (“SEC”) recently found that an investment adviser mischaracterized its integration of...

Included in the National Defense Authorization Act for 2021, which was passed over then by President Trump’s veto, was something called...

This article from @Bloomberg focuses on the European market, but the conditions necessary for explosive private equity deal making growth...

SPACs have completed IPOs in record numbers in 2020. Given that going public via a business combination with a SPAC has gone mainstream,...