22 Feb, 2021 It's Time to Reassess Your Risk Factors By Mintz With the annual reporting season upon us, it's time for public companies to reassess their risk factor disclosures, particularly in light...
15 Feb, 2021 Optimizing Your Board for the Future By Matthew T. Simpson Public and private companies alike should be looking inward to evaluate the ability of their board to anticipate, and when necessary...
07 Dec, 2020 SEC Settles First Charges of Misleading COVID-19 Disclosures By Mintz On Friday, December 4, the SEC announced that it had settled charges against a publicly traded restaurant chain for misleading...
24 Nov, 2020 SEC's Division of Corporation Finance Issues Disclosure Guidance for Risks Associated with China-Based Companies By Mintz On Monday, the SEC's Division of Corporation Finance ("CorpFin") issued CF Disclosure Guidance: Topic No. 10, outlining views regarding...
23 Nov, 2020 SEC Adopts Amendments to MD&A Disclosure Requirements By Mintz Last week, the SEC adopted changes to financial disclosure requirements in Regulation S-K, including the elimination of the requirement...
19 Nov, 2020 SEC Enforcement Actions Decline By Jeremy D. Glaser The SEC under Chairman Jay Clayton has been favorable to capital formation especially with respect to private companies and smaller...
17 Nov, 2020 SEC Chairman Clayton to Leave Post in January 2021; Whither the SEC from There? By Mintz With SEC Chairman Jay Clayton's announcement that he will depart the agency in January 2021, six months before the scheduled expiration...
10 Nov, 2020 Federal Reserve Highlights Climate Risk and Need for Transparent Disclosure by Public Companies By Mintz Very interesting to see the U.S. Federal Reserve highlight environmental/climate risks to the global economy and economic stability as a...
10 Nov, 2020 U.K. to Require Disclosure of Financial Impact of Climate Change By Mintz U.K. regulators making a decisive move around disclosure by public companies of the financial impacts to them of climate change. Will the...