SEC Continues Focus on ESG Issues in 2023 Examination Priorities
Last month, the SEC issued its list of examination priorities for 2023. Among the list of six priorities identified by the SEC in...
Last month, the SEC issued its list of examination priorities for 2023. Among the list of six priorities identified by the SEC in...
Just ahead of the expected April release of the final SEC cybersecurity regulations, the SEC has fined Blackbaud, a donor data management...
Last week, SEC Commissioner Peirce delivered a lengthy speech at the American Enterprise Institute, in which she extensively criticized...
Last Thursday, five Republican senators--Cotton (AR), Grassley (IA), Rubio (FL), Lee (UT), and Blackburn (TN)--sent an identical letter...
Earlier this month, the SEC issued an FAQ concerning "an adviser's fiduciary duty when considering factors relating to diversity, equity,...
As a free user, you can follow Passle and like posts.
To repost this post to your own Passle blog, you will need to upgrade your account.
For plans and pricing, please contact our sales team at sales@passle.net