On May 10, 2024, the Fifth Circuit rejected an attempt by the States of Texas, Louisiana, West Virginia, and Utah to invalidate an SEC...
Today, the SEC issued an order to stay the recently promulgated climate disclosure rule until the courts have the opportunity to...
During the opening remarks of the two-day SEC Speaks Conference, Chairman Gensler failed to express any statement of support in...
Today, the Fifth Circuit Court of Appeals issued an administrative stay of the SEC's recent climate disclosure rule, which was issued...
On the same day that the SEC issued its long-awaited rule on climate disclosures, ten states (West Virginia, Georgia, Alabama, Alaska,...
Today, after nearly two years of anticipation, the SEC finally enacted a climate disclosure rule on a 3-2 party-line vote by the SEC...
The US Securities and Exchange Commission ("SEC") recently published an enforcement action against the crypto platform ShapeShift AG and...
The Securities & Exchange Commission recently disclosed, in a filing with the Office of Management and Budget, that the vote by the SEC...
Earlier this week, the SEC's Division of Examinations released its 2024 examination priorities. While many of these priorities are...
The U.S. Securities & Exchange Commission (“SEC”) is highly focused on regulating the use of artificial intelligence (“AI”) by financial...
Could the new SEC "Names Rule" really kill ESG funds as this article suggests? It seems very doubtful, but whether you agree with the...
On September 12, 2023, SEC Chairman Gensler testified before the Senate concerning a number of significant issues for the SEC. Among...
The most important part of today's ruling in the SEC v. Ripple Labs: Ripple's XRP token is not de facto a security. Let's not take that...
This week, the Securities & Exchange Commission indicated--through an update to a GSA website --that the proposed climate change...
About two weeks ago, former SEC Commissioner Robert Jackson, currently a professor at NYU Law, stated during an April 27 webinar hosted...
Last week, SEC Chairman Gensler testified before the House Committee on Financial Services. As part of his talk, which addressed a...