SEC Continues Focus on ESG Issues in 2023 Examination Priorities
Last month, the SEC issued its list of examination priorities for 2023. Among the list of six priorities identified by the SEC in...
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SEC Notice to Public Companies: Less-than-forthcoming Breach Disclosures Can Cost You
Just ahead of the expected April release of the final SEC cybersecurity regulations, the SEC has fined Blackbaud, a donor data management...
Republican SEC Commissioners Continue to Criticize Proposed Climate Disclosures
Last week, SEC Commissioner Peirce delivered a lengthy speech at the American Enterprise Institute, in which she extensively criticized...
Senate Republicans Issue Warning to Law Firms About Potential Antitrust Implications of ESG Activities
Last Thursday, five Republican senators--Cotton (AR), Grassley (IA), Rubio (FL), Lee (UT), and Blackburn (TN)--sent an identical letter...
SEC States That Considering Diversity When Recommending Investment Advisers Is Consistent With An Advisor's Fiduciary Duty
Earlier this month, the SEC issued an FAQ concerning "an adviser's fiduciary duty when considering factors relating to diversity, equity,...
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