Crypto is . . . Everywhere . . . and the SEC and other Regulators Are Sprinting to Keep Up
Crypto seems to be everywhere these days. Just last week Fidelity Investments launched a bitcoin option for its 401(k) plans. The...
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SEC Fines App Annie and Its CEO for $10 Million in Connection with Non-Anonymized Data
In a first-of-its kind enforcement action, the SEC fined an alternative data provider for the mobile app industry and its former CEO for...
Didi’s Split Priorities Spelled IPO Trouble
The Didi Global IPO situation will serve as a reminder of the ever present need for continuing “due diligence” through the public...
House Passes The Insider Trading Prohibition Act
On Tuesday, the House passed the Insider Trading Prohibition Act, an effort to codify and clarify inconsistencies in the case law...
SEC Issues Risk Alert Concerning ESG Disclosures
The SEC issued a risk alert from the Division of Examinations concerning "observations of deficiencies and internal control weaknesses...
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