The US Securities and Exchange Commission ("SEC") recently published an enforcement action against the crypto platform ShapeShift AG and...

Crypto seems to be everywhere these days. Just last week Fidelity Investments launched a bitcoin option for its 401(k) plans. The...

In a first-of-its kind enforcement action, the SEC fined an alternative data provider for the mobile app industry and its former CEO for...

The Didi Global IPO situation will serve as a reminder of the ever present need for continuing “due diligence” through the public...

On Tuesday, the House passed the Insider Trading Prohibition Act, an effort to codify and clarify inconsistencies in the case law...

The SEC issued a risk alert from the Division of Examinations concerning "observations of deficiencies and internal control weaknesses...

Treasury Secretary (and former Chair of the Federal Reserve) Janet Yellen, in her opening remarks during her first appearance as head of...

Regulation Crowdfunding was an exciting part of the JOBS Act back in 2012.  The big idea was to open up investing in startups to anyone. ...

Among the many effects of the change in Presidential administration in January 2021 will be changes at the Securities and Exchange...