The Securities and Exchange Commission (“SEC”) is honing in on Rule 10b5-1 plans. Rule 10b5-1 plans provide an affirmative defense and...

On March 11, John Coates, the Acting Director of the Division of Corporate Finance at the SEC (and a former professor at Harvard Law...

With SEC Chairman Jay Clayton's announcement that he will depart the agency in January 2021, six months before the scheduled expiration...

Last week, the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released a new publication, called “Compliance...

Proxy advisor Institutional Shareholder Services (ISS) has recently updated its 2021 benchmark voting policies. Highlights from the ISS...